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ERIC CHIN REN CHEN
Eric Chin-ren Chen
CRD#: 6682536
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 SEATTLE, WA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 10500 NE 8TH STREET-STE 100
BELLEVUE PLACE
BELLEVUE, WA 98004
BELLEVUE PLACE
BELLEVUE, WA 98004
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alaska 9/9/2022
B
New Jersey 7/1/2021
B
Arizona 6/30/2020
B
New York 8/13/2021
B
California 6/30/2020
B
North Carolina 8/13/2021
B
Colorado 7/21/2023
B
Ohio 3/8/2022
B
District of Columbia 11/16/2020
B
Oregon 6/30/2020
B
Florida 2/12/2021
B
Pennsylvania 10/8/2021
B
Hawaii 8/22/2022
B
Tennessee 10/8/2021
B
Idaho 6/30/2020
B
Texas 9/9/2022
B
Maryland 8/13/2021
IA
Texas 3/31/2025
B
Massachusetts 9/16/2020
B
Virginia 12/16/2020
B
Minnesota 3/4/2022
B
Washington 6/30/2020
B
Missouri 1/4/2025
IA
Washington 3/31/2025
B
Nevada 7/11/2024
B
Wisconsin 9/18/2020
SRO Registrations
B
B
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IA
Registered with this firm since 3/31/2025
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Registered with this firm since 6/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2020 - 03/31/2025 | BELLEVUE, WA | |
IA | 09/01/2016 - 06/23/2020 | Bellevue, WA | |
IA | 09/01/2016 - 06/23/2020 | BELLEVUE, WA | |
B | 08/09/2016 - 06/23/2020 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.