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Detailed Report
Ather Naqi
CRD#: 6680942
IA
Investment Adviser
B
Broker
ALLY INVEST ADVISORSCRD#: 170301 2911 Lake Vista Dr
Lewisville, TX 75067
ALLY INVEST SECURITIES LLCCRD#: 136131 2911 Lake Vista Drive
Lewisville, TX 75067
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2020 (<1 year)IAALLY INVEST ADVISORS (CRD# 170301)2021 - Present (3 years)BALLY INVEST SECURITIES LLC (CRD# 136131)2020 - Present (4 years)BUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2020 - 2020 (<1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2016 - 2018 (1 year)IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2017 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 9/25/2020
B
Nebraska 9/25/2020
B
Alaska 9/25/2020
B
Nevada 9/25/2020
B
Arizona 9/25/2020
B
New Hampshire 9/25/2020
B
Arkansas 9/25/2020
B
New Jersey 9/25/2020
B
California 9/25/2020
B
New Mexico 9/25/2020
B
Colorado 9/25/2020
B
New York 9/25/2020
B
Connecticut 9/25/2020
B
North Carolina 9/25/2020
B
Delaware 9/25/2020
B
North Dakota 9/25/2020
B
District of Columbia 9/25/2020
B
Ohio 9/27/2020
B
Florida 9/25/2020
B
Oklahoma 9/25/2020
B
Georgia 9/25/2020
B
Oregon 9/25/2020
B
Hawaii 9/25/2020
B
Pennsylvania 9/25/2020
B
Idaho 9/25/2020
B
Puerto Rico 9/25/2020
B
Illinois 9/25/2020
B
Rhode Island 9/25/2020
B
Indiana 9/25/2020
B
South Carolina 9/25/2020
B
Iowa 9/25/2020
B
South Dakota 9/25/2020
B
Kansas 9/25/2020
B
Tennessee 9/25/2020
B
Kentucky 9/25/2020
B
Texas 9/25/2020
B
Louisiana 9/25/2020
IA
Texas 10/7/2021
B
Maine 9/25/2020
B
Utah 9/25/2020
B
Maryland 9/25/2020
B
Vermont 9/25/2020
B
Massachusetts 9/25/2020
B
Virginia 9/25/2020
B
Michigan 9/25/2020
B
Washington 9/25/2020
B
Minnesota 9/25/2020
B
West Virginia 9/25/2020
B
Mississippi 9/25/2020
B
Wisconsin 9/25/2020
B
Missouri 9/25/2020
B
Wyoming 9/25/2020
B
Montana 9/25/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLY INVEST ADVISORS (CRD#:170301)
2911 Lake Vista Dr, Lewisville, TX 75067
Registered with this firm since 10/7/2021
B
ALLY INVEST SECURITIES LLC (CRD#:136131)
2911 Lake Vista Drive, Lewisville, TX 75067
Registered with this firm since 9/25/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/16/2019 - 06/12/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) ADDISON, TX
B
 06/08/2020 - 06/12/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) ADDISON, TX
B
 10/16/2019 - 06/08/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ADDISON, TX
IA
 04/12/2019 - 08/15/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
B
 04/08/2019 - 08/15/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
IA
 04/14/2017 - 11/15/2018 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Plano, TX
B
 12/20/2016 - 11/15/2018 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) IRVING, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.