Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Vien N Tran
VINCE N TRAN
CRD#: 6680442
IA
Investment Adviser
SAT FINANCIAL ADVISORS INC.CRD#: 283792 TEQUESTA, FL
Registration History
20162017201820192020202120222023202420252026IASAT FINANCIAL ADVISORS INC. (CRD# 283792)2024 - Present (<1 year)IASAT FINANCIAL ADVISORS INC. (CRD# 283792)2016 - 2023 (7 years)
License(s)

State Registrations

IA
Florida 5/22/2024
Current Registration(s)
IA
SAT FINANCIAL ADVISORS INC. (CRD#:283792)
TEQUESTA, FL
Registered with this firm since 5/22/2024
Previous Registration(s)
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IA
 11/23/2016 - 12/31/2023 SAT FINANCIAL ADVISORS INC. (CRD#:283792) TEQUESTA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.