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Eric Swier
ERIC SWIER, Eric C Swier, Eric Colin Swier
CRD#: 6679987
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 150 University 4th Floor
Tempe, AZ 85281
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2022 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2016 - 2021 (4 years)
License(s)

State Registrations

B
Alabama 8/17/2022

B
Nebraska 8/17/2022

B
Alaska 8/17/2022

B
Nevada 8/17/2022

B
Arizona 8/19/2022

B
New Hampshire 8/17/2022

IA
Arizona 9/20/2022

B
New Jersey 8/17/2022

B
Arkansas 8/17/2022

B
New Mexico 8/17/2022

B
California 8/17/2022

B
New York 8/17/2022

B
Colorado 8/17/2022

B
North Carolina 8/17/2022

B
Connecticut 8/17/2022

B
North Dakota 8/17/2022

B
Delaware 8/17/2022

B
Ohio 8/18/2022

B
District of Columbia 8/17/2022

B
Oklahoma 8/17/2022

B
Florida 8/17/2022

B
Oregon 8/17/2022

B
Georgia 8/17/2022

B
Pennsylvania 8/17/2022

B
Hawaii 8/17/2022

B
Puerto Rico 8/17/2022

B
Idaho 8/17/2022

B
Rhode Island 8/17/2022

B
Illinois 8/17/2022

B
South Carolina 8/17/2022

B
Indiana 8/17/2022

B
South Dakota 8/17/2022

B
Iowa 8/17/2022

B
Tennessee 8/17/2022

B
Kansas 8/17/2022

B
Texas 8/17/2022

B
Kentucky 8/17/2022

IA
Texas 9/18/2022

B
Louisiana 8/17/2022

B
Utah 8/17/2022

B
Maine 8/17/2022

B
Vermont 8/17/2022

B
Maryland 8/17/2022

B
Virgin Islands 8/17/2022

B
Massachusetts 8/17/2022

B
Virginia 8/17/2022

B
Michigan 8/17/2022

B
Washington 8/17/2022

B
Minnesota 8/17/2022

B
West Virginia 8/17/2022

B
Mississippi 8/17/2022

B
Wisconsin 8/17/2022

B
Missouri 8/17/2022

B
Wyoming 8/17/2022

B
Montana 8/17/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 University 4th Floor, Tempe, AZ 85281
Mesa, AZ
Registered with this firm since 9/18/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 University 4th Floor, Tempe, AZ 85281
Mesa, AZ
Registered with this firm since 8/17/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/20/2021 - 07/29/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Tempe, AZ
B
08/01/2016 - 07/23/2021 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.