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Detailed Report
Matthew Aaron Mowrer
CRD#: 6679634
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 Charlotte, NC
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2018 (1 year)IAFISHER INVESTMENTS (CRD# 107342)2018 - 2023 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2018 (<1 year)
License(s)

State Registrations

IA
North Carolina 6/12/2023
B
South Carolina 12/5/2023
B
North Carolina 12/4/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LPL FINANCIAL LLC (CRD#:6413)
Charlotte, NC
Registered with this firm since 9/18/2023
IA
LPL FINANCIAL LLC (CRD#:6413)
Charlotte, NC
Registered with this firm since 6/12/2023
Previous Registration(s)
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IA
 11/13/2018 - 02/28/2023 FISHER INVESTMENTS (CRD#:107342) CAMAS, WA
IA
 01/02/2018 - 11/26/2018 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
 09/19/2017 - 11/26/2018 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.