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Kitti Yasin Barker
Huma Yasin Barker, Kitti Huma Barker, Huma Yasin
CRD#: 6679221
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Investment Adviser
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Previous Broker
HYA FINANCIALCRD#: 286161 HENRICO, VA
Registration History
20162017201820192020202120222023202420252026IAHYA FINANCIAL (CRD# 286161)2017 - Present (7 years)BEDWARD JONES (CRD# 250)2016 - 2016 (<1 year)
License(s)

State Registrations

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Pennsylvania 4/25/2017

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Virginia 1/23/2020

Current Registration(s)
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HYA FINANCIAL (CRD#:286161)
HENRICO, VA
Registered with this firm since 4/25/2017

Previous Registration(s)
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08/23/2016 - 11/17/2016 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.