Individual Firm
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DANNA JOY ROSENFIELD
CRD#: 6678760
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 111 SOUTH WESTLAKE BLVD #103
THOUSAND OAKS, CA 91362
THOUSAND OAKS, CA 91362
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 111 SOUTH WESTLAKE BLVD #103
THOUSAND OAKS, CA 91362
THOUSAND OAKS, CA 91362
0
Disclosures
7
Years of Experience
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State Registrations
B
Alabama 7/5/2022
B
Nebraska 7/5/2022
B
Alaska 7/5/2022
B
Nevada 9/15/2018
B
Arizona 9/15/2018
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Nevada 11/29/2023
B
Arkansas 7/5/2022
B
New Hampshire 1/7/2022
B
California 9/15/2018
B
New Jersey 1/7/2022
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California 8/27/2019
B
New Mexico 1/7/2022
B
Colorado 1/7/2022
B
New York 1/7/2022
B
Connecticut 7/5/2022
B
North Carolina 1/6/2021
B
Delaware 7/5/2022
B
North Dakota 7/5/2022
B
District of Columbia 7/5/2022
B
Ohio 1/8/2022
B
Florida 1/7/2022
B
Oklahoma 1/7/2022
B
Georgia 7/5/2022
B
Oregon 7/5/2022
B
Hawaii 1/6/2021
B
Pennsylvania 1/7/2022
B
Idaho 1/6/2021
B
Puerto Rico 1/7/2022
B
Illinois 1/7/2022
B
Rhode Island 7/5/2022
B
Indiana 1/7/2022
B
South Carolina 1/7/2022
B
Iowa 7/5/2022
B
South Dakota 7/5/2022
B
Kansas 7/5/2022
B
Tennessee 1/7/2022
B
Kentucky 7/5/2022
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Texas 4/13/2020
B
Louisiana 7/5/2022
B
Texas 1/6/2021
B
Maine 1/7/2022
B
Utah 7/5/2022
B
Maryland 7/5/2022
B
Vermont 7/5/2022
B
Massachusetts 1/6/2021
B
Virgin Islands 7/5/2022
B
Michigan 7/5/2022
B
Virginia 1/7/2022
B
Minnesota 7/5/2022
B
Washington 1/6/2021
B
Mississippi 7/5/2022
B
West Virginia 7/5/2022
B
Missouri 7/5/2022
B
Wisconsin 1/7/2022
B
Montana 7/5/2022
B
Wyoming 7/5/2022
SRO Registrations
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B
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IA
Registered with this firm since 8/27/2019
B
Registered with this firm since 9/15/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/27/2017 - 01/04/2018 | Calabasas, CA | |
IA | 04/10/2017 - 12/31/2017 | CALABASAS, CA | |
B | 11/28/2016 - 11/08/2017 | CALABASAS, CA |
CALABASAS, CA
04/10/2017 - 12/31/2017
CALABASAS, CA
11/28/2016 - 11/08/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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