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Detailed Report
ALISHA KAY LEONE
ALISHA KAY ADAMS, ALISHA ADAMS
CRD#: 6676899
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5800 ARMADA DR STE 300
CARLSBAD, CA 92008
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 1/2/2019
B
Montana 1/14/2023
B
California 9/6/2016
B
Nevada 5/2/2019
IA
California 9/6/2016
B
New York 3/7/2022
B
Colorado 4/29/2019
B
North Carolina 3/13/2018
B
Connecticut 8/10/2021
B
Ohio 10/16/2020
B
Delaware 3/7/2022
B
Oklahoma 11/10/2020
B
District of Columbia 3/12/2018
B
Oregon 12/14/2018
B
Florida 12/14/2018
B
Pennsylvania 3/12/2018
B
Georgia 5/2/2019
B
South Carolina 6/25/2024
B
Hawaii 6/14/2019
B
Tennessee 12/3/2019
B
Idaho 5/31/2018
B
Texas 3/14/2019
B
Illinois 8/19/2019
IA
Texas 3/14/2019
B
Kansas 11/1/2019
B
Utah 6/18/2019
B
Maine 6/14/2019
B
Vermont 3/7/2022
B
Maryland 11/25/2020
B
Virginia 11/1/2019
B
Massachusetts 2/24/2020
B
Washington 4/29/2019
B
Michigan 6/29/2020
B
West Virginia 9/21/2020
B
Minnesota 5/2/2019
B
Wisconsin 6/3/2021
B
Missouri 5/21/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5800 ARMADA DR STE 300, CARLSBAD, CA 92008
Registered with this firm since 9/6/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5800 ARMADA DR STE 300, CARLSBAD, CA 92008
Registered with this firm since 8/15/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.