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LEONARD MEAD NEWTON III
LEONARD MEAD NEWTON, Lenny Mead Newton III, Leonard M Newton, Leonard Mead Newton III
CRD#: 6673929
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - Present (7 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (<1 year)
Disclosure(s)
View By:
9/7/2021
Financial
Final
License(s)

State Registrations

B
Alabama 6/6/2017

B
Nebraska 6/6/2017

B
Alaska 6/6/2017

B
Nevada 6/6/2017

B
Arizona 6/6/2017

B
New Hampshire 6/6/2017

B
Arkansas 6/6/2017

B
New Jersey 6/6/2017

B
California 6/6/2017

B
New Mexico 6/6/2017

B
Colorado 6/6/2017

B
New York 6/6/2017

B
Connecticut 6/6/2017

B
North Carolina 6/6/2017

B
Delaware 6/6/2017

B
North Dakota 1/3/2020

B
District of Columbia 6/6/2017

B
Ohio 6/6/2017

B
Florida 6/6/2017

IA
Ohio 4/28/2020

B
Georgia 6/6/2017

B
Oklahoma 6/6/2017

B
Hawaii 6/6/2017

B
Oregon 6/6/2017

B
Idaho 6/6/2017

B
Pennsylvania 6/6/2017

B
Illinois 6/6/2017

B
Puerto Rico 1/3/2020

B
Indiana 6/6/2017

B
Rhode Island 6/6/2017

B
Iowa 6/6/2017

B
South Carolina 6/6/2017

B
Kansas 6/6/2017

B
South Dakota 1/3/2020

B
Kentucky 6/6/2017

B
Tennessee 1/3/2020

IA
Kentucky 7/13/2018

B
Texas 6/6/2017

B
Louisiana 6/6/2017

IA
Texas 7/13/2018

B
Maine 6/6/2017

B
Utah 6/6/2017

B
Maryland 6/6/2017

B
Vermont 6/6/2017

B
Massachusetts 6/6/2017

B
Virgin Islands 1/3/2020

B
Michigan 6/6/2017

B
Virginia 6/6/2017

B
Minnesota 6/6/2017

B
Washington 6/6/2017

B
Mississippi 6/6/2017

B
West Virginia 6/6/2017

B
Missouri 6/6/2017

B
Wisconsin 6/6/2017

B
Montana 6/6/2017

B
Wyoming 6/6/2017

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 HOWE DRIVE, COVINGTON, KY 41015
MILFORD, OH
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 HOWE DRIVE, COVINGTON, KY 41015
MILFORD, OH
Registered with this firm since 6/6/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/27/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
IA
10/18/2016 - 05/04/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CINCINNATI, OH
B
09/01/2016 - 05/04/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CINCINNATI, OH
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.