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Detailed Report
NICHOLAS HENRY STONNINGTON JR.
Nicholas H Stonnington
CRD#: 6673588
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Investment Adviser
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Previous Broker
PRIME CAPITAL FINANCIALCRD#: 288712 600 SOUTH LAKE AVE
SUITE 502
PASADENA, CA 91106
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)IAPRIME CAPITAL FINANCIAL (CRD# 288712)2023 - Present (2 years)IASTONNINGTON GROUP, LLC (CRD# 131221)2020 - 2023 (2 years)
License(s)

State Registrations

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California 1/4/2023
Current Registration(s)
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PRIME CAPITAL FINANCIAL (CRD#:288712)
600 SOUTH LAKE AVE SUITE 502, PASADENA, CA 91106
Registered with this firm since 1/4/2023
Previous Registration(s)
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 10/28/2020 - 06/07/2023 STONNINGTON GROUP, LLC (CRD#:131221) PASADENA, CA
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 05/15/2018 - 10/09/2020 STONNINGTON GROUP, LLC (CRD#:131221) PASADENA, CA
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 05/15/2018 - 10/09/2020 STONNINGTON GROUP, LLC (CRD#:131221) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.