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Detailed Report
SETH MICHAEL ASH
CRD#: 6673546
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 37 WEST 2ND STREET
CHILLICOTHE, OH 45601
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 4/16/2018
B
Nevada 4/16/2018
B
Arkansas 7/8/2024
B
New Jersey 4/16/2018
B
California 4/16/2018
B
New Mexico 4/16/2018
B
Colorado 4/16/2018
B
New York 4/16/2018
B
Connecticut 4/16/2018
B
North Carolina 4/16/2018
B
Florida 4/16/2018
B
North Dakota 8/6/2020
B
Georgia 4/16/2018
B
Ohio 5/22/2017
B
Idaho 4/16/2018
IA
Ohio 11/9/2017
B
Illinois 4/16/2018
B
Pennsylvania 4/16/2018
B
Indiana 4/16/2018
B
South Carolina 4/16/2018
B
Iowa 4/16/2018
B
South Dakota 1/25/2024
B
Kentucky 4/16/2018
B
Tennessee 4/16/2018
B
Maine 7/15/2024
B
Texas 4/16/2018
B
Maryland 4/16/2018
IA
Texas 4/16/2018
B
Massachusetts 4/16/2018
B
Virginia 4/16/2018
B
Michigan 4/16/2018
B
Washington 4/16/2018
B
Minnesota 4/17/2018
B
West Virginia 4/16/2018
B
Mississippi 4/17/2018
B
Wisconsin 4/16/2018
B
Missouri 4/16/2018
B
Wyoming 7/5/2019
B
Montana 4/16/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
37 WEST 2ND STREET, CHILLICOTHE, OH 45601
Registered with this firm since 11/9/2017
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
37 WEST 2ND STREET, CHILLICOTHE, OH 45601
Registered with this firm since 2/21/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.