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Detailed Report
Steven Josh Uy
CRD#: 6673431
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 55 SOUTH LAKE AVE
SUITE 200
PASADENA, CA 91101
NYLIFE SECURITIES LLCCRD#: 5167 55 S LAKE AVE
SUITE 200
PASADENA, CA 91101-2676
Registration History
20162017201820192020202120222023202420252026IAEAGLE STRATEGIES LLC (CRD# 110826)2019 - Present (5 years)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - Present (6 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2016 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 10/19/2020
B
Oklahoma 10/28/2024
B
California 10/12/2018
B
South Carolina 1/20/2022
IA
California 9/30/2019
B
Texas 11/26/2019
B
Florida 11/14/2023
IA
Texas 6/21/2023
B
Hawaii 11/25/2024
B
Virginia 8/3/2023
B
Nevada 3/11/2025
B
Washington 1/3/2023

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
55 SOUTH LAKE AVE SUITE 200, PASADENA, CA 91101
Registered with this firm since 9/30/2019
B
NYLIFE SECURITIES LLC (CRD#:5167)
55 S LAKE AVE SUITE 200, PASADENA, CA 91101-2676
Registered with this firm since 10/12/2018
Previous Registration(s)
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B
 09/21/2016 - 09/21/2018 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) MONROVIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.