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Detailed Report
Tzarina Sherfey
TZARINA MARIE CELENT, TZARINA MARIE DUNN, TZARINA MARIE MCPEEK, TZARINA MARIE MEINE TZARI, Tzarina Marie Sherfey
CRD#: 6669562
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 600 GRANT ST SUITE 625
DENVER, CO 80203
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2023 (1 year)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2020 - 2021 (1 year)BWADDELL & REED (CRD# 866)2017 - 2017 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - 2023 (<1 year)
License(s)

State Registrations

B
Arizona 6/5/2023
B
Florida 8/14/2023
B
Arkansas 6/23/2023
B
Michigan 8/14/2023
B
California 6/13/2023
B
New Mexico 10/1/2024
B
Colorado 2/9/2023
B
Utah 8/14/2023
IA
Colorado 2/9/2023
B
Washington 2/17/2023
B
Connecticut 1/23/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
600 GRANT ST SUITE 625, DENVER, CO 80203
Registered with this firm since 2/9/2023
B
EDWARD JONES (CRD#:250)
600 GRANT ST SUITE 625, DENVER, CO 80203
Registered with this firm since 2/9/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/05/2022 - 02/07/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) GREENWOOD VILLAGE, CO
B
 12/21/2021 - 02/04/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWOOD VILLAGE, CO
B
 06/10/2020 - 11/02/2021 KEY INVESTMENT SERVICES LLC (CRD#:136300) Littleton, CO
B
 02/01/2017 - 05/15/2017 WADDELL & REED (CRD#:866) TACOMA, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.