Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Colin Albert
COLIN M ALBERT, COLIN Michael ALBERT, COLIN ALBERT
CRD#: 6664279
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5001 PRYTANIA ST FL 1
NEW ORLEANS, LA 70115
Registration History
20192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (6 years)
License(s)

State Registrations

B
Alabama 1/5/2022
B
Massachusetts 1/8/2025
B
California 8/17/2021
B
Missouri 2/20/2024
IA
California 8/17/2021
B
New Jersey 2/15/2023
B
District of Columbia 12/8/2023
B
New York 5/10/2024
B
Florida 1/29/2025
B
North Carolina 7/26/2023
B
Georgia 6/16/2023
B
Texas 6/29/2023
B
Illinois 11/5/2024
IA
Texas 7/5/2023
B
Louisiana 1/22/2019
B
Virginia 1/29/2025
IA
Louisiana 8/17/2021
B
Washington 12/1/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5001 PRYTANIA ST FL 1, NEW ORLEANS, LA 70115
1425 NORTH BROAD STREET, NEW ORLEANS, LA 70119
Registered with this firm since 8/17/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5001 PRYTANIA ST FL 1, NEW ORLEANS, LA 70115
1425 NORTH BROAD STREET, NEW ORLEANS, LA 70119
Registered with this firm since 1/22/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.