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Detailed Report
Pierce Robert Edman
Pierce R Edman, Pierce Edman
CRD#: 6663718
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 S PHILLIPS AVE
SIOUX FALLS, SD 57104
Registration History
2017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - Present (7 years)
License(s)

State Registrations

B
Alaska 2/19/2020
B
Nebraska 9/26/2018
B
Arizona 9/26/2018
B
Nevada 11/9/2021
B
California 9/26/2018
B
New Jersey 9/26/2018
B
Colorado 9/26/2018
B
New Mexico 11/12/2018
B
Delaware 9/26/2018
B
New York 9/26/2018
B
District of Columbia 3/24/2023
B
North Carolina 9/27/2018
B
Florida 4/23/2018
B
North Dakota 9/26/2018
B
Georgia 9/26/2018
B
Ohio 9/27/2018
B
Idaho 9/20/2021
B
Oregon 1/10/2020
B
Illinois 9/26/2018
B
Pennsylvania 9/26/2018
B
Indiana 10/21/2021
B
South Carolina 9/26/2018
B
Iowa 4/23/2018
B
South Dakota 3/9/2018
B
Kansas 9/26/2018
IA
South Dakota 3/12/2018
B
Kentucky 9/26/2018
B
Tennessee 9/26/2018
B
Louisiana 7/23/2024
B
Texas 9/26/2018
B
Maryland 9/26/2018
IA
Texas 9/26/2018
B
Massachusetts 9/26/2018
B
Virginia 9/26/2018
B
Michigan 9/26/2018
B
Washington 9/26/2018
B
Minnesota 4/23/2018
B
Wisconsin 9/26/2018
B
Missouri 9/26/2018
B
Wyoming 9/26/2018
B
Montana 9/26/2018

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 S PHILLIPS AVE, SIOUX FALLS, SD 57104
Registered with this firm since 3/12/2018
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 S PHILLIPS AVE, SIOUX FALLS, SD 57104
Registered with this firm since 12/19/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.