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Brandon Charles Miller
Brandon C Miller
CRD#: 6663606
IA
B
MORGAN STANLEYCRD#: 149777 500 WESTPARK DR
SUITE 100
PEACHTREE CITY, GA 30269
SUITE 100
PEACHTREE CITY, GA 30269
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alabama 7/12/2019
B
New Jersey 9/5/2023
B
California 2/10/2025
B
New York 7/12/2019
B
Colorado 7/2/2024
B
North Carolina 7/12/2019
B
Florida 7/12/2019
B
Oklahoma 7/12/2019
B
Georgia 4/10/2019
B
Oregon 7/12/2019
IA
Georgia 4/15/2019
B
Pennsylvania 12/8/2021
B
Illinois 7/12/2019
B
South Carolina 7/12/2019
B
Kentucky 7/12/2023
B
Tennessee 7/12/2019
B
Massachusetts 7/12/2019
B
Texas 7/12/2019
B
Michigan 9/16/2019
IA
Texas 4/23/2020
B
Nebraska 12/23/2020
B
Virginia 7/12/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/15/2019
B
Registered with this firm since 4/10/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/10/2018 - 04/16/2019 | North Charleston, SC | |
B | 03/17/2017 - 04/16/2019 | North Charleston, SC | |
B | 07/22/2016 - 11/30/2016 | CHARLESTON, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.