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Detailed Report
Brett Adam Dusch
CRD#: 6663185
IA
Investment Adviser
B
Broker
HBKS WEALTH ADVISORSCRD#: 112139 200 Pinewood Lane
Suite 204
Warrendale, PA 15086
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 200 Pinewood Lane
Suite 204
Warrendale, PA 15086
Registration History
201620172018201920202021202220232024202520264 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 8/22/2023
B
Pennsylvania 9/2/2021
B
Ohio 4/30/2024
B
Virginia 9/13/2022
IA
Pennsylvania 8/18/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HBKS WEALTH ADVISORS (CRD#:112139)
200 Pinewood Lane Suite 204, Warrendale, PA 15086
Registered with this firm since 8/18/2021
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
200 Pinewood Lane Suite 204, Warrendale, PA 15086
Registered with this firm since 9/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/21/2016 - 08/20/2021 MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC (CRD#:109355) Boston, MA
IA
 09/16/2016 - 08/20/2021 FEDERATED INVESTMENT COUNSELING (CRD#:105325) Pittsburgh, PA
IA
 09/16/2016 - 08/20/2021 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
B
 07/21/2016 - 08/20/2021 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.