Individual Firm
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ROBERT NOLAN LEWIS
R. NOLAN NOLAN LEWIS, Nolan Lewis, R. Nolan Lewis, Robert N. Lewis, Robert Lewis
CRD#: 6662741
IA
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PATH FINANCIAL, LLCCRD#: 146891 Sarasota, FL
View By:
7/20/2023
Employment Separation After Allegations
State Registrations
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Florida 6/14/2024
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Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/29/2022 - 08/16/2023 | WARRINGTON, PA | |
B | 08/13/2020 - 08/16/2023 | SARASOTA, FL | |
IA | 08/17/2020 - 08/22/2022 | WARRINGTON, PA | |
IA | 05/01/2018 - 08/05/2020 | BALA CYNWYD, PA | |
B | 03/13/2018 - 08/05/2020 | BALA CYNWYD, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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