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Detailed Report
Soren Elizabeth Schwan
Soren Elizabeth Johnson, Soren Johnson
CRD#: 6662498
IA
Investment Adviser
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Previous Broker
PITTENGER & ANDERSON INCCRD#: 111033 5533 S. 27TH STREET
SUITE 201
LINCOLN, NE 68512
Registration History
20162017201820192020202120222023202420252026IAPITTENGER & ANDERSON INC (CRD# 111033)2022 - Present (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2017 - 2021 (4 years)BALLSTATE DISTRIBUTORS, L.L.C. (CRD# 100460)2016 - 2017 (<1 year)
License(s)

State Registrations

IA
Nebraska 4/28/2022
Current Registration(s)
IA
PITTENGER & ANDERSON INC (CRD#:111033)
5533 S. 27TH STREET SUITE 201, LINCOLN, NE 68512
Registered with this firm since 4/28/2022
Previous Registration(s)
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 02/24/2017 - 12/23/2021 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Lincoln, NE
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 07/26/2016 - 02/27/2017 ALLSTATE DISTRIBUTORS, L.L.C. (CRD#:100460) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.