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NICHOLAS PETER SARKOS
CRD#: 6658896
IA
Investment Adviser
B
Broker
ARIEL INVESTMENTS, LLCCRD#: 108211 200 EAST RANDOLPH STREET
SUITE 2900
CHICAGO, IL 60601-6505
ARIEL DISTRIBUTORS, LLCCRD#: 38333 200 EAST RANDOLPH STREET
SUITE 2900
CHICAGO, IL 60601
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2017 - 2023 (5 years)IABLACKROCK INVESTMENT MANAGEMEN... (CRD# 108928)2018 - 2023 (5 years)
License(s)

State Registrations

B
Alabama 5/8/2023

B
Montana 5/8/2023

B
Alaska 5/8/2023

B
Nebraska 5/8/2023

B
Arizona 5/8/2023

B
Nevada 5/8/2023

B
Arkansas 5/8/2023

B
New Hampshire 5/8/2023

B
California 5/8/2023

B
New Jersey 5/8/2023

B
Colorado 5/8/2023

B
New Mexico 5/8/2023

B
Connecticut 5/8/2023

B
New York 5/8/2023

B
Delaware 5/8/2023

B
North Carolina 5/8/2023

B
District of Columbia 5/8/2023

B
North Dakota 5/8/2023

B
Florida 5/8/2023

B
Ohio 5/8/2023

B
Georgia 5/8/2023

B
Oklahoma 5/8/2023

B
Hawaii 5/8/2023

B
Oregon 5/8/2023

B
Idaho 5/8/2023

B
Pennsylvania 5/8/2023

B
Illinois 5/8/2023

B
Puerto Rico 5/8/2023

IA
Illinois 5/8/2023

B
Rhode Island 5/8/2023

B
Indiana 5/8/2023

B
South Carolina 5/8/2023

B
Iowa 5/8/2023

B
South Dakota 5/8/2023

B
Kansas 5/8/2023

B
Tennessee 5/8/2023

B
Kentucky 5/8/2023

B
Texas 5/8/2023

B
Louisiana 5/8/2023

B
Utah 5/8/2023

B
Maine 5/8/2023

B
Vermont 5/8/2023

B
Maryland 5/8/2023

B
Virgin Islands 5/8/2023

B
Massachusetts 5/8/2023

B
Virginia 5/8/2023

B
Michigan 5/8/2023

B
Washington 5/8/2023

B
Minnesota 5/8/2023

B
West Virginia 5/8/2023

B
Mississippi 5/8/2023

B
Wisconsin 5/8/2023

B
Missouri 5/8/2023

B
Wyoming 5/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARIEL INVESTMENTS, LLC (CRD#:108211)
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601-6505
Registered with this firm since 5/8/2023

B
ARIEL DISTRIBUTORS, LLC (CRD#:38333)
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601
200 EAST RANDOLPH STREET SUITE 2900, CHICAGO, IL 60601
Registered with this firm since 5/8/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/17/2018 - 03/29/2023 BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD#:108928) Chicago, IL
B
09/18/2017 - 03/29/2023 BLACKROCK INVESTMENTS, LLC (CRD#:38642) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.