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Detailed Report
JAMES SPENCER MCCRIRIE
JAMES MCCRIRIE
CRD#: 6658842
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1113 E BIDWELL ST
FOLSOM, CA 95630
Registration History
20162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)
License(s)

State Registrations

B
California 8/16/2016
IA
California 11/30/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1113 E BIDWELL ST, FOLSOM, CA 95630
Registered with this firm since 11/30/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1113 E BIDWELL ST, FOLSOM, CA 95630
Registered with this firm since 8/5/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.