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Detailed Report
Brock Allan Rydell
CRD#: 6657588
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 880 CARILLON PARKWAY
SAINT PETERSBURG, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2018 - 2023 (4 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2021 - 2023 (2 years)
License(s)

State Registrations

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Alabama 7/10/2023
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Montana 7/10/2023
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Alaska 7/10/2023
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Nebraska 7/10/2023
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Arizona 7/10/2023
B
Nevada 7/10/2023
B
Arkansas 7/10/2023
B
New Hampshire 7/10/2023
B
California 7/10/2023
B
New Jersey 7/10/2023
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Colorado 7/10/2023
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New Mexico 7/10/2023
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Connecticut 7/10/2023
B
New York 7/10/2023
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Delaware 7/10/2023
B
North Carolina 7/12/2023
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District of Columbia 7/10/2023
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North Dakota 7/10/2023
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Florida 7/10/2023
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Ohio 7/10/2023
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Florida 7/12/2023
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Oklahoma 7/10/2023
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Georgia 7/10/2023
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Oregon 7/10/2023
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Hawaii 7/10/2023
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Pennsylvania 7/10/2023
B
Idaho 7/10/2023
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Puerto Rico 7/10/2023
B
Illinois 7/10/2023
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Rhode Island 7/10/2023
B
Indiana 7/10/2023
B
South Carolina 7/10/2023
B
Iowa 7/10/2023
B
South Dakota 7/10/2023
B
Kansas 7/10/2023
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Tennessee 7/10/2023
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Kentucky 7/10/2023
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Texas 7/10/2023
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Louisiana 7/10/2023
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Utah 7/10/2023
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Maine 7/10/2023
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Vermont 7/10/2023
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Maryland 7/10/2023
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Virgin Islands 7/10/2023
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Massachusetts 7/10/2023
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Virginia 7/10/2023
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Michigan 7/10/2023
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Washington 7/10/2023
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Minnesota 7/10/2023
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West Virginia 7/10/2023
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Mississippi 7/10/2023
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Wisconsin 7/10/2023
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Missouri 7/10/2023
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Wyoming 7/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
880 CARILLON PARKWAY, SAINT PETERSBURG, FL 33716
Zephyrhills, FL
Registered with this firm since 7/12/2023
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
1711 Royal Avenue, Monroe, LA 71201
Registered with this firm since 7/10/2023
Previous Registration(s)
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 05/11/2021 - 07/12/2023 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 08/22/2018 - 07/12/2023 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.