Individual Firm
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Craig Scott Fichtenbaum
CRAIG SCOTT FICHTENBAUM, CRAIG FICHTENBAUM
CRD#: 6656968
IA
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BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 8794 Boynton Beach Blvd
Suite 220
Boynton Beach, FL 33472
Suite 220
Boynton Beach, FL 33472
0
Disclosures
8
Years of Experience
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State Registrations
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Alabama 2/7/2021
B
Missouri 2/7/2021
B
Arizona 2/7/2021
B
Nevada 2/7/2021
B
Connecticut 2/7/2021
B
New Jersey 2/7/2021
B
Delaware 2/7/2021
B
New York 2/7/2021
B
Florida 3/12/2019
B
North Carolina 2/7/2021
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Florida 3/13/2019
B
Pennsylvania 2/7/2021
B
Maryland 2/7/2021
SRO Registrations
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Registered with this firm since 3/13/2019
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Registered with this firm since 3/12/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/2018 - 02/14/2019 | BOCA RATON, FL | |
B | 09/05/2017 - 02/14/2019 | BOCA RATON, FL | |
B | 12/09/2016 - 08/28/2017 | BOCA RATON, FL | |
B | 09/06/2016 - 11/30/2016 | MIAMI, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.