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Detailed Report
Alexander James Pucilowski
CRD#: 6656960
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 72 GLENMAURA NATIONAL BLVD
SUITE 103
MOOSIC, PA 18507
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BCNL SECURITIES CORP. (CRD# 10356)2018 - 2021 (2 years)BAXA DISTRIBUTORS, LLC (CRD# 25900)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alaska 11/1/2021
B
Mississippi 11/1/2021
B
Arkansas 11/1/2021
B
New Hampshire 11/1/2021
B
Connecticut 11/1/2021
B
New Jersey 11/1/2021
B
Florida 11/1/2021
B
New York 11/1/2021
B
Indiana 11/1/2021
B
Ohio 11/1/2021
B
Kentucky 11/1/2021
B
Pennsylvania 11/1/2021
B
Maine 11/1/2021
IA
Pennsylvania 12/16/2021
B
Maryland 11/1/2021
B
Rhode Island 11/1/2021
B
Massachusetts 11/1/2021
B
Vermont 11/1/2021
B
Michigan 11/1/2021
B
West Virginia 11/1/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 12/16/2021
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 11/1/2021
Previous Registration(s)
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B
 11/16/2018 - 10/26/2021 CNL SECURITIES CORP. (CRD#:10356) ORLANDO, FL
B
 07/08/2016 - 10/24/2018 AXA DISTRIBUTORS, LLC (CRD#:25900) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.