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Elvira Stephanie Frias
Elvira S Frias
CRD#: 6656891
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2150 Trawood Drive Suite A 200
EL PASO, TX 79935
EL PASO, TX 79935
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2150 Trawood Drive Suite A 200
EL PASO, TX 79935
EL PASO, TX 79935
0
Disclosures
4
Years of Experience
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State Registrations
B
New Mexico 3/31/2022
IA
Texas 6/29/2023
B
Texas 1/31/2022
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 1/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/30/2022 - 06/29/2023 | EL SEGUNDO, CA | |
B | 09/16/2020 - 02/02/2022 | EL PASO, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.