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Detailed Report
MADS F ANDERSEN
MADS ANDERSEN
CRD#: 6656772
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 4300 WEST CYPRESS STREET
SUITE 1000
TAMPA, FL 33607
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2016 - 2017 (<1 year)
License(s)

State Registrations

B
California 7/2/2018
IA
Florida 7/3/2018
B
Florida 7/2/2018
B
Texas 4/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 7/3/2018
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 7/2/2018
Previous Registration(s)
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IA
 05/29/2018 - 07/02/2018 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (CRD#:144426) FT. MYERS, FL
B
 05/22/2018 - 07/02/2018 INTERNATIONAL ASSETS ADVISORY, LLC (CRD#:10645) FORT MYERS, FL
IA
 03/28/2017 - 05/18/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) TAMPA, FL
B
 03/25/2017 - 05/18/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) TAMPA, FL
B
 08/25/2016 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.