• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Yves Moon
YVES SNGHYUN MOON
CRD#: 6656294
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 450 S Orange Ave
Floor 10
Orlando, FL 32801
Registration History
20162017201820192020202120222023202420252 FIRMS2023 - Present (1 year)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2018 - 2023 (4 years)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 4/4/2023

B
Nebraska 4/4/2023

B
Alaska 4/4/2023

B
Nevada 4/4/2023

B
Arizona 4/4/2023

B
New Hampshire 4/4/2023

B
Arkansas 4/4/2023

B
New Jersey 4/4/2023

B
California 4/4/2023

B
New Mexico 4/4/2023

B
Colorado 2/22/2023

B
New York 4/4/2023

B
Connecticut 4/4/2023

B
North Carolina 4/4/2023

B
Delaware 4/4/2023

B
North Dakota 4/4/2023

B
District of Columbia 2/22/2023

B
Ohio 2/23/2023

B
Florida 2/22/2023

B
Oklahoma 4/4/2023

IA
Florida 4/5/2023

B
Oregon 4/4/2023

B
Georgia 4/4/2023

B
Pennsylvania 4/4/2023

B
Hawaii 4/4/2023

B
Puerto Rico 2/22/2023

B
Idaho 4/4/2023

B
Rhode Island 4/4/2023

B
Illinois 4/4/2023

B
South Carolina 4/4/2023

B
Indiana 4/4/2023

B
South Dakota 4/4/2023

B
Iowa 4/4/2023

B
Tennessee 4/4/2023

B
Kansas 4/4/2023

B
Texas 4/4/2023

B
Kentucky 4/4/2023

IA
Texas 4/4/2023

B
Louisiana 2/22/2023

B
Utah 4/4/2023

B
Maine 4/4/2023

B
Vermont 4/4/2023

B
Maryland 2/22/2023

B
Virgin Islands 4/4/2023

B
Massachusetts 4/4/2023

B
Virginia 4/4/2023

B
Michigan 4/4/2023

B
Washington 4/4/2023

B
Minnesota 4/4/2023

B
West Virginia 4/4/2023

B
Mississippi 4/4/2023

B
Wisconsin 4/4/2023

B
Missouri 4/4/2023

B
Wyoming 4/4/2023

B
Montana 4/4/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
450 S Orange Ave Floor 10, Orlando, FL 32801
Registered with this firm since 4/4/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
450 S Orange Ave Floor 10, Orlando, FL 32801
Registered with this firm since 2/22/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/01/2018 - 02/08/2023 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) CLEVELAND, OH
B
11/10/2016 - 10/18/2018 AXA ADVISORS, LLC (CRD#:6627) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.