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James Caulfield
James P Caulfield, James Patrick Caulfield
CRD#: 6655455
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1015 NEW RD SUITE E
NORTHFIELD, NJ 08225-1600
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 9/24/2019

B
Massachusetts 9/24/2019

B
California 9/1/2022

B
Minnesota 8/30/2024

B
Colorado 3/23/2018

B
Nevada 9/24/2019

B
Delaware 3/25/2022

B
New Jersey 10/9/2017

B
District of Columbia 8/2/2022

IA
New Jersey 4/6/2018

B
Florida 1/30/2019

B
New York 3/23/2018

B
Georgia 9/24/2019

B
North Carolina 3/15/2023

B
Idaho 3/22/2022

B
Pennsylvania 3/23/2018

B
Indiana 11/6/2019

B
South Carolina 6/16/2021

B
Maine 9/23/2020

B
Tennessee 4/27/2021

B
Maryland 9/23/2020

B
Virginia 8/29/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1015 NEW RD SUITE E, NORTHFIELD, NJ 08225-1600
Registered with this firm since 10/10/2017

B
EDWARD JONES (CRD#:250)
1015 NEW RD SUITE E, NORTHFIELD, NJ 08225-1600
Registered with this firm since 9/20/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.