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Detailed Report
Eileen Cauley Brunken
Eileen Bernadette Cauley
CRD#: 6654894
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 525 Junction Road
Suite 6500, Offices 647, 648, 662
Madison, WI 53717
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alaska 11/9/2020
B
New Mexico 11/9/2020
B
Arizona 11/30/2018
B
New York 9/16/2019
B
California 11/9/2020
B
North Carolina 11/9/2020
B
Connecticut 11/30/2018
B
North Dakota 11/9/2020
B
Florida 11/5/2018
B
Ohio 11/5/2018
B
Idaho 11/9/2020
B
Oklahoma 11/9/2020
B
Illinois 11/5/2018
B
Oregon 11/9/2020
B
Indiana 11/5/2018
B
Pennsylvania 11/9/2020
B
Iowa 11/9/2020
B
South Carolina 11/5/2018
B
Kansas 9/17/2019
B
South Dakota 11/9/2020
B
Kentucky 11/9/2020
B
Texas 11/9/2020
B
Massachusetts 11/5/2018
B
Utah 11/9/2020
B
Michigan 11/5/2018
B
Vermont 11/9/2020
B
Minnesota 11/5/2018
B
Virginia 11/9/2020
B
Montana 11/9/2020
B
Washington 11/5/2018
B
Nebraska 11/9/2020
B
Wisconsin 9/5/2018
B
New Jersey 11/5/2018
IA
Wisconsin 9/5/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
525 Junction Road Suite 6500, Offices 647, 648, 662, Madison, WI 53717
Prairie du Sac, WI
Registered with this firm since 9/5/2018
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
525 Junction Road Suite 6500, Offices 647, 648, 662, Madison, WI 53717
Prairie du Sac, WI
Registered with this firm since 8/13/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.