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Detailed Report
CRAIG L GORDINIER
CRD#: 6654255
IA
Investment Adviser
AE WEALTH MANAGEMENT, LLCCRD#: 282580 2921 SW Woodside Dr
Topeka, KS 66614
Registration History
199820002002200420062008201020122014201620182020202220242026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2016 - Present (8 years)IAGLOBAL FINANCIAL PRIVATE CAPIT... (CRD# 132070)2016 - 2016 (<1 year)
Disclosure(s)
View By:
11/25/1997
Criminal
Final Disposition
License(s)

State Registrations

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Kansas 10/24/2016
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Texas 10/21/2024
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Missouri 10/24/2016
Current Registration(s)
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AE WEALTH MANAGEMENT, LLC (CRD#:282580)
2921 SW Woodside Dr, Topeka, KS 66614
7300 W 110th St Fl 7, Overland Park, KS 66210
Registered with this firm since 10/24/2016
Previous Registration(s)
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 05/31/2016 - 10/12/2016 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) Topeka, KS
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.