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Detailed Report
Cory Carlson
CRD#: 6653655
IA
Investment Adviser
B
Broker
TRADITION WEALTH MANAGEMENT LLCCRD#: 128314 7601 FRANCE AVENUE SOUTH
SUITE 100
EDINA, MN 55435
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 7601 France Ave South, Ste 100
Edina, MN 55435
Registration History
20192020202120222023202420252026IATRADITION WEALTH MANAGEMENT LLC (CRD# 128314)2019 - Present (5 years)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2025 - Present (<1 year)BCONCOURSE FINANCIAL GROUP SECU... (CRD# 15708)2019 - 2025 (5 years)
License(s)

State Registrations

B
Iowa 1/31/2025
B
Minnesota 1/31/2025
IA
Minnesota 11/6/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRADITION WEALTH MANAGEMENT LLC (CRD#:128314)
7601 FRANCE AVENUE SOUTH SUITE 100, EDINA, MN 55435
Registered with this firm since 11/6/2019
B
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
7601 France Ave South, Ste 100, Edina, MN 55435
Registered with this firm since 1/31/2025
Previous Registration(s)
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B
 02/22/2019 - 01/31/2025 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) Edina, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.