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Detailed Report
Van M Hasie
VAN MONTAGUE HASIE, Mont Hasie
CRD#: 6653312
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 301 Congress Avenue
Suite 1400
Austin, TX 78701
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/6/2021
B
New Mexico 7/6/2021
B
California 7/6/2021
B
New York 7/6/2021
B
Colorado 7/6/2021
B
Oregon 7/6/2021
B
Florida 7/6/2021
B
Pennsylvania 7/6/2021
B
Georgia 4/19/2022
B
Rhode Island 7/6/2021
B
Louisiana 3/19/2024
B
South Carolina 1/30/2024
B
Maine 1/24/2023
B
Tennessee 2/17/2023
B
Massachusetts 7/6/2021
B
Texas 6/4/2021
B
Michigan 9/16/2024
IA
Texas 6/4/2021
B
Nevada 7/6/2021
B
Virginia 7/6/2021
B
New Jersey 7/6/2021
B
Washington 3/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 6/4/2021
B
MORGAN STANLEY (CRD#:149777)
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 5/6/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.