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Nicholas Robert Winters
NICHOLAS WINTERS, Nick Winters
CRD#: 6653236
IA
Investment Adviser
B
Broker
WINTERS FINANCIAL GROUP, INC.CRD#: 309549 2659 TOWNSGATE RD.
#213
WESTLAKE VILLAGE, CA 91361
THE LEADERS GROUP, INC.CRD#: 37157 2659 Townsgate Road, Suite 213
Westlake Village, CA 91361
Registration History
2018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2018 - 2021 (2 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 8/18/2021

B
Florida 1/3/2023

IA
Arizona 8/18/2021

B
Massachusetts 1/3/2023

IA
California 8/3/2021

B
North Dakota 1/3/2023

B
California 8/16/2021

IA
Texas 10/28/2021

B
Connecticut 1/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
THE LEADERS GROUP, INC. (CRD#:37157)
2659 Townsgate Road, Suite 213, Westlake Village, CA 91361
Registered with this firm since 8/16/2021

IA
WINTERS FINANCIAL GROUP, INC. (CRD#:309549)
2659 TOWNSGATE RD. #213, WESTLAKE VILLAGE, CA 91361
PHOENIX, AZ
Registered with this firm since 8/3/2021

Previous Registration(s)
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02/05/2021 - 08/11/2021 VANGUARD ADVISERS, INC. (CRD#:106715) Scottsdale, AZ
B
10/11/2018 - 08/11/2021 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.