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JAMES MITCHELL HARTJE
JAMES HARTJE
CRD#: 6652320
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3059 TOWNSGATE RD
4TH FL, STE 400
WESTLAKE VILLAGE, CA 91361
Registration History
20162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 4/16/2024

B
Montana 3/11/2024

B
Arkansas 4/12/2024

B
Nevada 5/25/2023

B
California 7/13/2016

B
New York 1/13/2025

IA
California 12/8/2020

B
Oregon 3/11/2024

B
Florida 3/11/2024

B
South Dakota 3/11/2024

B
Hawaii 3/11/2024

B
Tennessee 4/12/2024

B
Idaho 3/11/2024

B
Texas 3/11/2024

B
Illinois 3/11/2024

IA
Texas 3/12/2024

B
Indiana 8/27/2024

B
Virginia 3/11/2024

B
Massachusetts 3/11/2024

B
Washington 3/11/2024

B
Minnesota 8/6/2024

B
Wisconsin 9/10/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/8/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/1/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.