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SEAN EVAN POWELL
CRD#: 6651777
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1645 BRIARGATE PARKWAY, STE 211
THE PROMENADE SHOPS AT BRIARGATE
COLORADO SPRINGS, CO 80920
THE PROMENADE SHOPS AT BRIARGATE
COLORADO SPRINGS, CO 80920
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 10855 HIDDEN POOL HEIGHTS
SUITE 100
COLORADO SPRINGS, CO 80908
SUITE 100
COLORADO SPRINGS, CO 80908
0
Disclosures
7
Years of Experience
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State Registrations
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Alabama 9/30/2022
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Nebraska 9/30/2022
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Alaska 9/30/2022
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Nevada 9/30/2022
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Arizona 9/30/2022
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New Hampshire 9/30/2022
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Arkansas 9/30/2022
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New Jersey 9/30/2022
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California 9/30/2022
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New Mexico 9/30/2022
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Colorado 9/30/2022
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New York 9/30/2022
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Colorado 10/11/2022
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North Carolina 9/30/2022
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Connecticut 9/30/2022
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North Dakota 9/30/2022
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Delaware 9/30/2022
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Ohio 9/30/2022
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District of Columbia 9/30/2022
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Oklahoma 9/30/2022
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Florida 9/30/2022
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Oregon 9/30/2022
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Georgia 9/30/2022
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Pennsylvania 9/30/2022
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Hawaii 9/30/2022
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Puerto Rico 9/30/2022
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Idaho 9/30/2022
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Rhode Island 9/30/2022
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Illinois 9/30/2022
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South Carolina 9/30/2022
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Indiana 9/30/2022
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South Dakota 9/30/2022
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Iowa 9/30/2022
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Tennessee 9/30/2022
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Kansas 9/30/2022
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Texas 9/30/2022
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Kentucky 9/30/2022
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Texas 10/13/2022
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Louisiana 9/30/2022
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Utah 9/30/2022
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Maine 9/30/2022
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Vermont 9/30/2022
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Maryland 9/30/2022
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Virgin Islands 9/30/2022
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Massachusetts 9/30/2022
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Virginia 9/30/2022
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Michigan 9/30/2022
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Washington 9/30/2022
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Minnesota 9/30/2022
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West Virginia 9/30/2022
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Mississippi 9/30/2022
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Wisconsin 9/30/2022
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Missouri 9/30/2022
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Wyoming 9/30/2022
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Montana 9/30/2022
SRO Registrations
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Registered with this firm since 10/11/2022
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Registered with this firm since 9/30/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/21/2018 - 05/10/2021 | Colorado Springs, CO | |
B | 09/06/2016 - 05/10/2021 | COLORADO SPRINGS, CO |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.