Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARCELL SHERMAN ROBATEAU
MARCELL ROBATEAU, Marcell Sherman Robateau, Robateau M Sherman
CRD#: 6650969
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 45 WILLIAM ST
WELLESLEY HILLS, MA 02481
WELLESLEY HILLS, MA 02481
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 10/14/2019
B
New Hampshire 10/14/2019
B
California 11/21/2019
B
New Jersey 10/14/2019
B
Colorado 10/16/2020
B
New Mexico 8/28/2023
B
Connecticut 6/20/2018
B
New York 10/14/2019
IA
Connecticut 6/20/2018
B
North Carolina 10/16/2020
B
Delaware 10/16/2020
B
Ohio 10/18/2020
B
District of Columbia 10/16/2020
B
Oregon 10/16/2020
B
Florida 10/14/2019
B
Pennsylvania 10/16/2020
B
Georgia 10/16/2020
B
Rhode Island 4/26/2019
B
Hawaii 10/16/2020
B
South Carolina 10/16/2020
B
Illinois 2/17/2025
B
South Dakota 10/16/2020
B
Iowa 8/28/2023
B
Tennessee 10/16/2020
B
Kansas 10/16/2020
B
Texas 10/14/2019
B
Maine 10/14/2019
IA
Texas 10/15/2019
B
Maryland 5/30/2019
B
Utah 8/28/2023
B
Massachusetts 3/26/2018
B
Vermont 10/14/2019
B
Michigan 1/15/2025
B
Virginia 10/16/2020
B
Missouri 10/16/2020
B
Washington 10/16/2020
B
Nevada 10/16/2020
B
West Virginia 10/16/2020
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/20/2018
B
Registered with this firm since 3/26/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/17/2017 - 02/22/2018 | BRIDGEWATER, MA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.