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Detailed Report
Philip Benjamin Clark
Philip Benjamin Worrell
CRD#: 6648799
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Myrtle Beach, SC
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Myrtle Beach, SC
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - 2021 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2019 - 2021 (1 year)
Disclosure(s)
View By:
8/3/2004
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/24/2023
B
Nebraska 1/25/2023
B
Alaska 1/26/2023
B
Nevada 2/3/2023
B
Arizona 2/8/2023
B
New Hampshire 1/27/2023
B
Arkansas 1/31/2023
B
New Jersey 1/24/2023
B
California 1/23/2023
B
New Mexico 1/25/2023
B
Colorado 1/26/2023
B
New York 1/29/2023
B
Connecticut 1/20/2023
B
North Carolina 1/23/2023
B
Delaware 1/30/2023
B
North Dakota 1/30/2023
B
District of Columbia 1/25/2023
B
Ohio 1/20/2023
B
Florida 1/23/2023
B
Oklahoma 1/24/2023
B
Georgia 1/23/2023
B
Oregon 1/21/2023
B
Hawaii 2/3/2023
B
Pennsylvania 1/23/2023
B
Idaho 1/20/2023
B
Puerto Rico 2/3/2023
B
Illinois 2/3/2023
B
Rhode Island 1/27/2023
B
Indiana 1/25/2023
B
South Carolina 1/24/2023
B
Iowa 1/24/2023
IA
South Carolina 2/7/2023
B
Kansas 1/24/2023
B
South Dakota 1/26/2023
B
Kentucky 1/27/2023
B
Tennessee 1/24/2023
B
Louisiana 1/25/2023
B
Texas 1/23/2023
B
Maine 1/20/2023
B
Utah 1/24/2023
B
Maryland 1/24/2023
B
Vermont 1/26/2023
B
Massachusetts 1/23/2023
B
Virginia 1/25/2023
B
Michigan 1/24/2023
B
Washington 1/25/2023
B
Minnesota 1/27/2023
B
West Virginia 1/30/2023
B
Mississippi 1/25/2023
B
Wisconsin 1/20/2023
B
Missouri 1/20/2023
B
Wyoming 1/31/2023
B
Montana 1/23/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Myrtle Beach, SC
Registered with this firm since 2/7/2023
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Myrtle Beach, SC
Registered with this firm since 1/20/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/11/2019 - 03/12/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) GREENWOOD VILLAGE, CO
B
 11/26/2018 - 03/02/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.