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ARTHUR C ELLIS
Arthur C Ellis, Arthur Ellis
CRD#: 6648721
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1725 DUKE STREET - SUITE GR05
ALEXANDRIA, VA 22314
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4000 WILSON BLVD.
ARLINGTON, VA 22203
Registration History
2019202020212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - Present (5 years)
License(s)

State Registrations

B
Delaware 11/4/2022

B
Ohio 7/24/2023

B
District of Columbia 2/19/2019

B
Pennsylvania 4/3/2019

B
Florida 4/9/2021

B
Texas 4/21/2022

B
Illinois 3/25/2023

IA
Texas 5/10/2022

B
Maine 3/27/2024

B
Utah 3/1/2024

B
Maryland 2/19/2019

B
Virginia 4/3/2019

IA
Maryland 4/26/2021

IA
Virginia 1/29/2020

B
Michigan 9/11/2023

B
Washington 4/21/2022

B
North Carolina 7/12/2022

B
West Virginia 4/3/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1725 DUKE STREET - SUITE GR05, ALEXANDRIA, VA 22314
Registered with this firm since 1/29/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4000 WILSON BLVD., ARLINGTON, VA 22203
POTOMAC, MD
Registered with this firm since 2/14/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.