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James Thomas Leopold II
JAMES LEOPOLD
CRD#: 6646021
IA
Investment Adviser
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Previous Broker
ARKOS GLOBAL ADVISORS, LLCCRD#: 287466 4400 POST OAK PKWY
STE. 1950
HOUSTON, TX 77027
Registration History
20162017201820192020202120222023202420252026IAARKOS GLOBAL ADVISORS, LLC (CRD# 287466)2021 - Present (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2016 - 2021 (5 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2018 - 2021 (3 years)
License(s)

State Registrations

IA
Texas 9/2/2021

Current Registration(s)
IA
ARKOS GLOBAL ADVISORS, LLC (CRD#:287466)
4400 POST OAK PKWY STE. 1950, HOUSTON, TX 77027
Registered with this firm since 9/2/2021

Previous Registration(s)
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01/03/2018 - 07/06/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) HOUSTON, TX
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07/19/2016 - 07/06/2021 PRUCO SECURITIES, LLC. (CRD#:5685) HOUSTON, TX
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Disclosures
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