Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Ashley Nicole Buchanan
Ashley Nicole Chism
CRD#: 6643855
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 14600 Branch Street
Omaha, NE 68154
CETERA ADVISOR NETWORKS LLCCRD#: 13572 14600 BRANCH STREET
OMAHA, NE 68154
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2016 - 2020 (3 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2017 - 2020 (3 years)
License(s)

State Registrations

B
Nebraska 6/29/2022
IA
Nebraska 7/12/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
14600 Branch Street, Omaha, NE 68154
Registered with this firm since 7/12/2022
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
14600 BRANCH STREET, OMAHA, NE 68154
Omaha, NE
Registered with this firm since 6/29/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/22/2020 - 06/24/2022 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) OMAHA, NE
B
 05/22/2020 - 06/24/2022 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) OMAHA, NE
IA
 04/19/2017 - 04/23/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) La Vista, NE
B
 09/19/2016 - 04/23/2020 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.