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Detailed Report
Hallie Jordan Dena
CRD#: 6643587
IA
Investment Adviser
TRILOGY CAPITAL, INC.CRD#: 281597 17011 Beach Blvd
Suite 101
Huntington Beach, CA 92647
Registration History
20132014201520162017201820192020202120222023202420252026IATRILOGY CAPITAL, INC. (CRD# 281597)2017 - Present (7 years)
Disclosure(s)
View By:
8/26/2013
Criminal
Final Disposition
License(s)

State Registrations

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California 5/3/2017
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Texas 1/5/2023
Current Registration(s)
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TRILOGY CAPITAL, INC. (CRD#:281597)
17011 Beach Blvd Suite 101, Huntington Beach, CA 92647
Registered with this firm since 5/3/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.