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Cara Chiemi Weathers
Cara C Weathers
CRD#: 6642741
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 1812 N Moore St, Suite 1700
Arlington, VA 22209
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2019 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 9/20/2019

B
New Jersey 6/15/2021

B
Arizona 9/20/2019

B
New York 9/20/2019

B
California 9/20/2019

B
North Carolina 9/20/2019

B
Colorado 6/15/2021

B
North Dakota 9/20/2019

B
Connecticut 9/20/2019

B
Ohio 8/31/2020

B
Delaware 9/20/2019

B
Oregon 9/20/2019

B
District of Columbia 9/20/2019

B
Pennsylvania 9/20/2019

IA
District of Columbia 10/8/2019

B
Rhode Island 9/20/2019

B
Florida 9/20/2019

B
South Carolina 9/20/2019

B
Georgia 9/20/2019

B
Tennessee 9/20/2019

B
Hawaii 3/23/2022

B
Texas 9/20/2019

B
Illinois 9/20/2019

IA
Texas 9/20/2019

B
Kansas 9/20/2019

B
Virginia 9/20/2019

B
Maryland 9/20/2019

IA
Virginia 10/10/2023

B
Massachusetts 9/20/2019

B
Washington 9/20/2019

B
Michigan 9/20/2019

B
West Virginia 9/20/2019

B
Minnesota 3/13/2023

B
Wyoming 1/10/2020

B
Montana 9/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
1812 N Moore St, Suite 1700, Arlington, VA 22209
Registered with this firm since 9/20/2019

B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
1812 N Moore St, Suite 1700, Arlington, VA 22209
Registered with this firm since 9/20/2019

Previous Registration(s)
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IA
02/02/2017 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VIENNA, VA
B
09/20/2016 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VIENNA, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.