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IGHAMA OJO
CRD#: 6641473
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2000 NORTHWESTERN AVE S
STILLWATER, MN 55082
STILLWATER, MN 55082
0
Disclosures
7
Years of Experience
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State Registrations
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Arizona 2/14/2025
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Minnesota 11/7/2024
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Florida 2/14/2025
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Minnesota 11/7/2024
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Iowa 2/14/2025
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Wisconsin 2/14/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/7/2024
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Registered with this firm since 11/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/08/2022 - 06/14/2023 | WOODBURY, MN | |
B | 09/08/2022 - 06/14/2023 | WOODBURY, MN | |
IA | 09/24/2018 - 08/25/2022 | WOODBURY, MN | |
B | 11/21/2016 - 08/25/2022 | WOODBURY, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.