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Detailed Report
Chase Howard Stratton
CRD#: 6641338
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 290 Congress St
BOSTON, MA 02210
Registration History
20202021202220232024202520262 FIRMS2020 - Present (5 years)
License(s)

State Registrations

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Alabama 11/30/2022
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Montana 11/30/2022
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Alaska 11/30/2022
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Nebraska 11/30/2022
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Arizona 11/30/2022
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Nevada 11/30/2022
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Arkansas 11/30/2022
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New Hampshire 11/30/2022
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California 11/30/2022
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New Jersey 11/30/2022
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Colorado 11/30/2022
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New Mexico 11/30/2022
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Connecticut 11/30/2022
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New York 11/30/2022
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Delaware 11/30/2022
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North Carolina 11/30/2022
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District of Columbia 11/30/2022
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North Dakota 11/30/2022
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Florida 2/4/2020
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Ohio 11/30/2022
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Georgia 11/30/2022
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Oklahoma 11/30/2022
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Hawaii 11/30/2022
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Oregon 11/30/2022
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Idaho 11/30/2022
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Pennsylvania 11/30/2022
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Illinois 11/30/2022
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Puerto Rico 2/4/2020
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Indiana 11/30/2022
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Rhode Island 11/30/2022
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Iowa 11/30/2022
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South Carolina 11/30/2022
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Kansas 11/30/2022
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South Dakota 11/30/2022
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Kentucky 11/30/2022
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Tennessee 11/30/2022
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Louisiana 11/30/2022
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Texas 11/30/2022
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Maine 11/30/2022
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Utah 11/30/2022
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Maryland 11/30/2022
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Vermont 11/30/2022
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Massachusetts 2/4/2020
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Virgin Islands 11/30/2022
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Massachusetts 3/19/2020
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Virginia 11/30/2022
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Michigan 11/30/2022
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Washington 11/30/2022
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Minnesota 11/30/2022
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West Virginia 11/30/2022
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Mississippi 11/30/2022
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Wisconsin 11/30/2022
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Missouri 11/30/2022
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Wyoming 11/30/2022

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
290 CONGRESS STREET, BOSTON, MA 02210
Registered with this firm since 3/19/2020
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
290 Congress St, BOSTON, MA 02210
Boston, MA
Registered with this firm since 2/4/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.