Individual Firm
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William Dalton Henley
Dalton Dalton William
CRD#: 6640767
IA
LARSEN WEALTH MANAGEMENTCRD#: 146620 5180 GOLDEN FOOTHILL PKWY, STE 220
EL DORADO HILLS, CA 95762
EL DORADO HILLS, CA 95762
0
Disclosures
3
Years of Experience
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State Registrations
IA
California 10/5/2023
IA
Registered with this firm since 10/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2021 - 10/11/2023 | El Dorado Hills, CA |
El Dorado Hills, CA
12/02/2021 - 10/11/2023
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.