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Detailed Report
LINDSAY ELAINE LEWIS
LINDSAY ELAINE BRYANT, LINDSAY LEWIS
CRD#: 6640466
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3181 LARCHMONT AVENUE NE
WARREN, OH 44483
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2019 - 2022 (2 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2016 - 2018 (2 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2020 - 2022 (1 year)
Disclosure(s)
View By:
11/12/2015
Financial
Final
License(s)

State Registrations

B
Florida 5/19/2022
B
Ohio 5/18/2022
B
Illinois 8/3/2022
IA
Ohio 5/18/2022
B
Indiana 10/20/2022
B
Pennsylvania 5/18/2022
B
Louisiana 9/17/2024
B
Texas 6/13/2023
B
Michigan 3/8/2023
IA
Texas 7/25/2023
B
Minnesota 8/1/2022
B
Washington 6/14/2022
B
Missouri 11/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
3181 LARCHMONT AVENUE NE, WARREN, OH 44483
2301 STATE RD 59, KENT, OH 44483
Registered with this firm since 5/18/2022
B
LPL FINANCIAL LLC (CRD#:6413)
3181 LARCHMONT AVENUE NE, WARREN, OH 44483
2301 STATE RD 59, KENT, OH 44483
Registered with this firm since 5/18/2022
Previous Registration(s)
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IA
 08/05/2020 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WARREN, OH
B
 07/01/2019 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WARREN, OH
B
 05/19/2016 - 08/27/2018 CETERA INVESTMENT SERVICES LLC (CRD#:15340) New Castle, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.