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Detailed Report
Tami Elaine Wattnem
Tami Wattnem
CRD#: 6640232
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 1015 W Saint Germain St
Saint Cloud, MN 56301
Registration History
20162017201820192020202120222023202420252026IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2020 - Present (4 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2017 - Present (7 years)BNYLIFE SECURITIES LLC (CRD# 5167)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Minnesota 9/25/2017
IA
Minnesota 5/28/2020

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1015 W Saint Germain St, Saint Cloud, MN 56301
Registered with this firm since 5/28/2020
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1015 W Saint Germain St, Saint Cloud, MN 56301
Registered with this firm since 9/25/2017
Previous Registration(s)
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B
 12/19/2016 - 09/19/2017 NYLIFE SECURITIES LLC (CRD#:5167) CROFTON, NE
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.