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Detailed Report
Sabrina Dianne Hartley
CRD#: 6638895
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 1410 Piedmont Drive
Tallahassee, FL 32301
LINCOLN INVESTMENTCRD#: 519 1410 Piedmont Drive East
Tallahassee, FL 32308
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)3 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
California 5/15/2024
B
Louisiana 1/3/2024
B
Delaware 1/3/2022
B
Massachusetts 12/16/2019
B
Florida 12/18/2017
B
New York 9/16/2022
IA
Florida 12/19/2017
B
North Carolina 9/15/2023
B
Georgia 3/24/2021
B
South Carolina 1/31/2022
B
Kansas 1/3/2022
IA
Texas 3/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
1410 Piedmont Drive, Tallahassee, FL 32301
Registered with this firm since 12/21/2017
IA
LINCOLN INVESTMENT (CRD#:519)
1410 Piedmont Drive East, Tallahassee, FL 32308
Registered with this firm since 12/19/2017
B
LINCOLN INVESTMENT (CRD#:519)
1410 Piedmont Drive East, Tallahassee, FL 32308
Registered with this firm since 12/18/2017
Previous Registration(s)
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IA
 10/12/2016 - 12/06/2017 WADDELL & REED (CRD#:866) TALLAHASSEE, FL
B
 08/16/2016 - 12/06/2017 WADDELL & REED (CRD#:866) TALLAHASSEE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.