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Richard Andrew Wurster
Richard A Wurster, Rick A Wurster
CRD#: 6638804
IA
Investment Adviser
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Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3000 Schwab Way
Westlake, TX 76262
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (5 years)IACHARLES SCHWAB INVESTMENT ADVI... (CRD# 151739)2018 - 2022 (4 years)
License(s)

State Registrations

IA
California 3/10/2022

IA
Texas 1/26/2023

SRO Registrations

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Cboe EDGX Exchange, Inc.

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FINRA

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MEMX LLC

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Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3000 Schwab Way, Westlake, TX 76262
Registered with this firm since 3/10/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3000 Schwab Way, Westlake, TX 76262
Registered with this firm since 9/3/2019

Previous Registration(s)
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03/05/2018 - 03/22/2022 CHARLES SCHWAB INVESTMENT ADVISORY, INC (CRD#:151739) SAN FRANCISCO, CA
IA
12/06/2016 - 03/30/2018 THOMASPARTNERS, INC. (CRD#:104966) San Francisco, CA
IA
12/06/2016 - 03/30/2018 WINDHAVEN INVESTMENT MANAGEMENT, INC. (CRD#:155138) San Francisco, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.