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Patrick John Sears
Patrick J Sears
CRD#: 6638755
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11724 OCEAN GTWY
OCEAN CITY, MD 21842
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 11/1/2018

B
New York 11/4/2016

B
California 12/9/2016

B
North Carolina 11/4/2016

B
Colorado 11/4/2016

B
Oregon 11/1/2018

B
Connecticut 12/22/2022

B
Pennsylvania 11/4/2016

B
Delaware 11/4/2016

B
South Carolina 11/4/2016

B
District of Columbia 2/1/2021

B
South Dakota 11/1/2018

B
Florida 11/4/2016

B
Tennessee 2/7/2020

B
Maine 12/23/2020

B
Texas 11/4/2016

B
Maryland 9/19/2016

IA
Texas 11/4/2016

IA
Maryland 9/19/2016

B
Virginia 11/4/2016

B
Missouri 7/26/2023

B
Washington 7/25/2023

B
Montana 7/25/2023

B
West Virginia 7/2/2021

B
New Jersey 4/11/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11724 OCEAN GTWY, OCEAN CITY, MD 21842
Registered with this firm since 9/19/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11724 OCEAN GTWY, OCEAN CITY, MD 21842
Registered with this firm since 7/22/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.